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A lecture originally delivered in Australia in 1992
When I started thinking about what I should say here, I was just finishing the final draft of a very complicated book. It was so complicated that I had to break my usual rule and make a chapter by chapter plan of parts of it. It was a relief to find that the Wimbledon Tennis Tournament was on and that I could stagger away from time to time and watch phut-phut-phut. In fact, it wasnt a relief it was a revelation. It dawned on me that tennis stars were perfect models of heroes all kinds of heroes folk tale, myth, comicbook, and above all modern fantasy. And I found myself attending closely and thinking very hard indeed.
For a start, they all had that larger-than-life quality. They stood out among other people even if you didnt know that one was the star and this is very like the way everyone follows the hero of a story, even if he or she is only designated The Prince, or The Youngest Sister. And though they defeated the villain on the opposite side of the net, they didnt save the world, they simply won a tennis match. It is very unidiomatic to consider that a hero saves the world. What gives a hero his/her universality is the fact that the gods, or God, or the Fates, or some other supernatural agency is on their side. And tennis stars have that too. If one of them is in trouble in a match, their ball is sure to start just flipping the net and rolling down the other side, or they get a lucky call or it rains.
Of course some of these people dont have much brain, which qualifies them for the Hercules, Superman type of hero, who are mostly notable for deeds of strength. But those with brains do have enormous individuality and a larger-than-life personality not always a very nice one. They sulk, they stamp, they throw racquets and they insult the umpires and the linesmen. But then, very few heroes are like Sir Galahad. Achilles sulked worse than a tennis star he was also vengeful and whined to his mother. Theseus made unscrupulous use of Ariadne (whom he left on an island where Bacchus later found her I always think that really meant she took to drink, poor girl) and Jason made similar use of Medea. Then there were those Irish heroes whose main heroic aim was to rustle cattle, the Welsh hero Gwidion who took pride in cheating people, and the Brave Little Tailor who started out, at least, as a complete fraud. I think my moment of revelation came when I saw this young man come on court in the most flamboyant clothes. He had a sweet smile and questionably blonde hair and a generally chirpy glamour that in fact concealed huge skill. When he was interviewed he confessed to hating to get angry and it was also said that he slithered out of winning when it came to the big matches. And I thought, My God! This Andre Agassi is the image of Howl in my book HOWLS MOVING CASTLE!
What I am saying here is not simply that heroes are usually flawed characters, which is true, nor that my books tend to come true on me which is also a fact but that the big, heroic things which we respond to are exactly the same nowadays as they always were. This was one of the things I was trying to say in Eight Days of Luke. The days of the week are named after the Norse gods and, just as Wodens Day and Thors Day are part of our everyday lives, so are the big things for which these gods stand. And we respond to them as people always have done.
We respond to heroes, I think, not so much by identifying as by following, partly as disciples follow and partly by cheering on the sidelines. Watching the crowd at Wimbledon, I concluded that peoples response to heroes is a muddle of these two things, and it gets more muddled when we talk about a narrative rather than a tennis match. Perhaps this gets easier to see if you think about following the fortunes of a hero who is of the opposite sex from your own. You can never assume this hero is you, but you follow him/her just the same.
This fact has been very important to me. For a long time I couldnt write a story with a female hero. The identification was too close, and I kept getting caught up in the actual tactile sensations of being a girl which meant you towered over boys the same age, were forced to wear your hair so that it got in the way, and that your chest flopped embarrassingly and I knew that in order to see my hero as a real person, I had to be slightly more distant than that. There were other factors here too. First, my own children were all boys, and I knew not only how they felt and behaved, but what they needed in a book as well. Second, at that time twenty years ago neither my sons, nor any other boy, would be seen dead reading a book with a female hero. It really was absolute. They would not. But girls partly out of necessity didnt mind a male hero. But I think the third, hidden factor was the most important. According to the psychologist Jung and I think he is correct every person has an open, fully-acknowledged personality of the same sex as their own, and a submerged half which has all the characteristics of the opposite sex. Twenty years ago I was still learning how I wanted to do things, and what I wanted to do was to write fantasy that might resonate on all levels, from the deep hidden ones, to the most mundane and everyday. If I chose a male hero, I could go after my own submerged half and so get in touch with all the hidden, mythical, archetypal things that were lurking down there. Over the years Ive grown to trust this primordial sludge at the bottom of my mind. I know its there now, and I know I can get in touch with it as soon I start writing hard enough to forget to eat or to go to bed.
But to go back to these flawed heroes playing tennis. It was quite obvious that people in the crowd loved them for their faults. Some of it is, certainly, that the faults make the heroes human, and people can say, "Oh he/she is not so unlike me." But when a hero swears at the umpire and the slow handclap starts, you see that the star is also a scapegoat, to be blamed for doing exactly what you would do yourself with same prig of an umpire he/she carries your sins, in a larger-than-life jazzed up way, and you express your disapproval. The fact is, people can think of a hero in both these ways simultaneously that hero is me: that hero is not-me, out there, being awful and this is exactly the way in which people react to a narrative too. Reading a story, you can have your cake and eat it too. For instance, while I was writing The Ogre Downstairs, I was certain that readers were going to enjoy Gwinny baking the grey cake in order to poison her stepfather, even while they utterly condemned it. And I think I got that right you wouldnt believe how many adults have tiptoed up to me and confessed that when they were children they had baked just such a grey cake for an aunt or childminder or parent that they hated.
There was another kind of double thinking going on at the tennis too, at least among the commentators. If a male player hit the ball into the net when he didnt need to, they went, "Oh what an appalling shot to play at this stage in the game!" but if a female player did, it was, "Oh well, women are expected to make mistakes." I was pretty indignant about this, until I realised that the women players didnt actually make many unforced errors. The commentators expectations were years out of date. The womens expectations about themselves had changed. It is one of those many fields in which feminism has made an enormous subtle difference. Exactly the same change has come about in childrens books. About ten years ago, boys started being prepared to read books with a female hero. I found everything had gone much easier without, then, being able to say how or why. Females werent expected to behave like wimps and you could make them the centre of the story. By that time anyway, I found the tactile sense of being female stopped bothering me which may have been part of the same revolution and it was a real release. I wrote The Spellcoats, told by a girl, and The Time of the Ghost, from the point of view of a female ghost, then although this one has only just been published Black Maria, which explores the traditional roles of the sexes. After that, with a feeling that this was the big one, Fire and Hemlock.
Fire and Hemlock follows a girl, Polly, from the age of ten to nineteen. Such was my sense of release at that time, that the book was written at white heat I had absolutely no trouble in tapping the deepest, most resonating levels and relating them to normal present-day relationships. The heat of writing pulled in poetry, myth and folktales by the handful. Polly kept flicking from role to role as hero of at least a score of folktales: Cupid and Psyche or its dark obverse, the Wicked Wedding, Tam Lin, Snow white, Thomas Rhymer, Bluebeard, Cinderella, Sleeping Beauty, East of the Sun and West of the Moon, and many more. It was amazing to me as I wrote to find exactly how many well-known tales have a female protagonist.
Reviewers who seem to perform the same function as commentators at tennis matches did not like this. The chief review of Fire and Hemlock ran, "This is a girls book and I dont see why I should try to understand it." End review. Last year Black Maria got much the same treatment. Things have not changed that much.
But back to the tennis commentators. Another thing that made me very indignant was their way of talking as if a tennis star was playing on his/her own. If their unfortunate opponent was not a star, then from the way they talked youd think the hero was playing against a wall! In fact, on reflection, I saw the commentators had got this one right. Heroes are like that. Heroes of stories strive, fight, suffer and maybe conquer. But whom they conquer or the reason for the fight is never so important. You remember the story for the hero, as if he/she carries the events of his/her heroism sort of in a cloud round them, like a nimbus. I think this is why there is always such a demand for another story about the same person look at how many Robin Hood stories there are. These days its expected you will do more at least write a trilogy and this is something I find very hard to do. Except where Chrestomanci is concerned, I usually find that the end of the book is the end of the important things I have to say about the central character. Being that particular sort of person, they require that particular story and no other that story is their own special nimbus, if you like. As an example of my difficulties, let me tell you that for the last ten years, I have been supposed to be writing the fourth book about Dalemark. And I couldnt do it. That was because my then-publisher insisted that the next book should be about Brid and Moril particularly Brid and I knew that CART AND CWIDDER had said most of what I wanted to say about Brid. It was not until I had changed publisher and been nagged by my agent that I began to think, well, maybe not Brid, but there are people in THE SPELLCOATS and DROWNED AMMET who have only half of their rightful story there. But how do you put into one narrative the other halves of stories that happened several thousand years apart? I had to leave that there for a while I had other heroes queuing up inside my head for the stories that fitted them and it was only last year that things clicked around and I did write that fourth book.
I do find, myself, that the Hero, the protagonist, is the story. This is not to say that the other people in it are of no importance. Before I can write about anyone, I have to consider them as my close personal friends, even the Baddies. I often feel acute sympathy for Baddies for instance, for Gwendolen in CHARMED LIFE, who never had a chance to be anything else but then, Im peculiar that way. There was a time in my life when I had to hurry out of French farces in floods of tears because I was so sorry for the deceived husband.
But of course I feel much more sympathy for the hero, and so does everyone else. The hero has glamour, warts and all, and carries the story alone rather like the tennis star apparently playing against a brick wall. Yes, the opposition is there, but at least half the struggle is with the heros own inner self. A tennis match makes a near-perfect paradigm here. You see the star stepping out confidently at first, sweeping away the other player. Then the other fights back and the star starts to lose. The heros confidence vanishes. You see the star fighting with himself, muttering, swearing, stamping about, and his face is contorted with agony at his own incompetence. The crowd loves him for this agony. He has to fight his own feelings in order to get into a frame of mind in which he can win. And he does. Somehow he scrapes up, if not confidence, courage, calms himself with a huge, visible effort, and raises his game. Slowly he claws back the advantage, gets on top and then the other player doesnt know what has hit him by the end.
Watching this agony of tennis stars in action, I recalled an interesting fact. The word agony also makes part of the word protagonist. And it is the same word in origin as action. It is as if the facts about heroes are built into our language if you take action of any kind, you are going to suffer. But the whole complex of meanings round these words entails a great deal more than simply "You cant make an omelette without breaking eggs." Agony, which means, in origin, a death-struggle, is a word for both external pain and internal strife (as in "an agony of indecision"). Action derives from the verb to act, can mean decisive doings of a physical kind, but it is usually partly in the world of ideas, as when a government acts to prevent inflation by raising interest rates which is a legal semi-notional thing to do, even if it does have physical consequences. And the other main meaning of act is of course to take part in a stage play where the actor often enacts the agony of a hero. Interestingly, the actor is said to play a part in this play. If you think around the implications of this cluster of meanings, you can see that what an audience, or a readership, expect from a hero is a very serious form of game, in which the hero is expected to struggle on two fronts, externally with an actual evil, and internally with his/her own doubts and shortcomings. The hero, out there as scapegoat, has to do the suffering for everyone.
Another thing that makes a hero is, of course, a miraculous origin. I was intrigued to find that the media do in fact treat tennis stars as heroes even in this. Large numbers of them are said to have extremely ambitious parents, so ambitious that they dedicated their child to tennis from the earliest possible age. Some are said never to have gone to school so that they could concentrate on the career their parents had chosen for them. This makes me think of that passage in H. G. Wellss First Men on the Moon where the narrator discovers a society of large intelligent lunar ants and, in the course of a tour of the anthill, comes upon numbers of juvenile ants who are obviously in acute discomfort with portions of their anatomies squeezed into strange-shaped jars. These juniors, he is told, are being shaped into the forms required of various specialist workers.
I suppose the most obvious version of this origin is the dedication of Samuel to the temple. Real life or not, tennis children are pure folklore. But those players who were not dedicated are treated as mythical too, as if they sprang forth fully formed, like Minerva from Joves head, or simply lay about doing nothing which equates with the folklore motif of the Bears Son, who did nothing but lie by the hearth until heroic deeds were required. Or there are players who started poor as church mice and raised themselves to fame and wealth by tennis which is a hundred stories from Puss in Boots on. These days you dont get the princess and half the kingdom, but you do get a great deal of money and attention, which is probably equivalent.
All these notions and expectations about heroes were in my mind when I wrote The Lives of Christopher Chant. Christopher, the future enchanter Chrestomanci, has tennis parents. In a big way. Both his mother and his father wish to shape him into a different kind of star but they are each so concerned with their separate ambitions for him that they entirely neglect the welfare of Christopher himself. This much comes from real life: Chrisopher was based on the son of ambitious parents I know, who eventually committed suicide, poor boy, being unable to stand the pressure they put on him. Christophers version of suicide is to scramble about in the spirit void of the Space Between and keep on losing lives luckily he has nine. But he is also the other kind of hero, the Bears Son, in that he seems totally incapable of working magic and therefore incapable of fulfilling his parents ambitions for him. Significantly, it is Christophers father who had caused this incapacity. I made the lifting of this inhibition by Dr Pawson as funny as I could, There seemed no better way to express the sheer joy of release.
But before this, Christopher has fallen under the sway of his dreadful uncle and become a deeply flawed hero. It is not just that he has been conned into criminal activity. The uncle, and the governess who is his accomplice, have dug their way into Christophers private worlds where he travels in spirit in other words, they have got at the centre of his personality, where Christophers own imagination had been freely at work
and perverted this for their own ends. In a way, this uncle and governess stand for Christophers actual parents and what they have done. The governess in addition, makes sure Christopher has no confidence in himself. For a while, Christopher holds on to his central being because he has met the Goddess, who is a child and, like himself, dedicated in this case to be the person of the Goddess in an actual temple. Christopher strongly identifies with her rightly: not only is she an even more extreme case of tennis child than he is, she is also standing for the powerful, submerged female part of himself. But there comes a point when even the Goddess lets him down. This happens when a person is rendered so unhappy that they lose touch with their inner self. This, I suspect, is the point where the boy Christopher was based on killed himself. But Christopher is a hero. At this point he has to raise his game, or lose so he raises his game and, in doing so realises that his confidence has been undermined. Now he is ready to fight and win.
He has to do this twice. Once he knows he has to, he can defeat his uncle quite easily in physical terms, but before that he has to cope with what has been done to him internally, by uncle and governess and parents. So he has to set out into the hidden worlds again, to the world he has been unable to venture to before, and there, with help from his other half, the Goddess, to face down the fearsome Dright. Here he at least comes off best. He does not kill the Dright he loses another life to him in fact. The kind of damage the Dright stands for lasts for the rest of your life. But Christopher does defeat him and gain a little understanding. Then he can come back into his own world and defeat his uncle.
I mentioned earlier that my book Black Maria was not published when it was written. It was written rather before The Lives of Christopher Chant and concerns itself with the same complex of ideas, except that it has a female hero, Mig, and the part that is played by the Goddess as Christophers hidden half, is here played by Migs brother Chris. Because it was written fairly early on at the time I was finding a new freedom to write from a female point of view, it concerns itself with the way the traditional female role affects a female hero.
But it was not my publishers that decided to leave this book till later though they often do. For instance, Dogsbody was written a year after Power of Three and my publishers insisted on reversing them, and the same happened with Fire and Hemlock and Archers Goon which were in fact written almost side by side. No. I suppressed Black Maria. I felt it was too frightening. A friend of mine who writes horror comics agreed. There was nothing, he said, that inspired him with more fear and horror than a polite tea-party given by a dear old lady an ordinary old lady, not a witch. And Aunt Maria is a powerful and unscrupulous witch, tea-parties and all. She takes the place of the ambitious parents in The Lives of Christopher Chant. She is secretly grooming Mig to follow her as the sorcerous queen of a small seaside community she is the sort of embodiment of the female role-model, dominating by pretending to be an invalid and by barefaced manipulation, dividing things into mens business and womens business, and by pretending to worry. Its womans place to worry. This is where I got frightened. In a nightmare way, strength becomes weakness, and vice versa, right becomes wrong, and most other values are skewed too.
But Aunt Maria was based on a real person in fact, there seem to be rather a lot of her: my editor met five Aunt Marias on her way down the street after finishing the book and I thought, People have to cope with her every day. Lets show them a hero coping with her.
Mig has to grope her way through Aunties moral miasma. At first, like Christopher Chant, she succumbs at least to the propaganda about her role, and can do nothing but write her real opinions in her Journal. She leaves the active male role to her brother Chris. Chris is forced by the same propaganda into a near-parody of an aggressive adolescent boy and some of the things he says made me scream with laughter while I wrote them until Aunt Maria, having driven him too far, blandly turns him into a wolf. This leaves Mig in the position of the lonely folktale princess who has to turn her brothers back into human form. Mig has to overcome real terror and the sort of intellectual sloth induced by the role Aunt Maria has thrust upon her. But she does it, and raises her game. Here she, like Christopher Chant, finds that she has to call on something buried and hidden, in this case a man. A man called Antony Green has been buried alive on Aunt Marias orders twenty years before. He is more even than the sleeping, buried part of Mig herself: he is the buried part of the whole community, their life of the imagination, without which no ones intelligence can work well enough to see through Aunt Marias moral miasma. Mig, in raising her game has sensed that there is something other and better and this is what she has to go for.
This sense of something other and better is what heroes give us a glimpse of when they raise their game. And this is why we need heroes. Younger children seem to understand this fairly readily, I think because when you are nine or ten your life is lived at a high emotional pitch that is itself only a step from the heroic mode. Take a look at any school playground and youll see what I mean. I was visiting a junior school a while ago, when the whole thing just stopped, because the school tomboy had beaten up the school bully. The staff ran about wondering what to do. Their impulse was to give the girl a medal, because everyone had been itching to beat that boy up too but beating people is wrong. In the end, they settled for a sort of judgement of Solomon and punished the pair of them. Then they finally got my next group organized. On my way to it I passed them both, sitting on little stools in public disgrace. The bully scowled like a stage villain. The girl was terribly unhappy, but she was glowing with her deed too. She was in touch with the other and better all right she was Boadicea, Brunhilda, Britomart, you name it.
But Ive no doubt that when this girl reached puberty she lost touch with her heroic sense. As a teenager, young adult, your emotions may be at an even higher pitch, but the onset of the additional emotions to do with sex sort of scramble the other feelings and you become a rather frantic muddle for a while. This is when people need a hero to follow. Everyone that age has a fierce pride and doesnt want to be a failure, and a hero gives you this sense of something other and better, so that you can keep your head above the frantic muddle. What you look for is a sort of blueprint of how to manage.
Then with the aid of whatever blueprint they chose, people school themselves out of the emotion and often out of the pride that went with it. They become ashamed of the whole lot, including heroes. I think this is a pity. But I take comfort from the way people of all ages will follow a tennis match breathlessly even if theyre not actually interested in the game. We all need an ideal. And we all have times when we need to raise our game. Heroes make us know that this is possible.
Copyright Diana Wynne Jones